Prime Brokerage

Focus on money management and leave the administration to us

The Prime Brokerage Group at TD Securities Inc. provides money managers the flexibility to trade with multiple brokers while consolidating one master account with our firm. This centralized service lets you focus on portfolio management and building your business while leaving the operational and administrative matters to us. If you are a money manager, hedge fund or investment manager, make TD Securities Inc. your Prime Broker.

Our Commitment, our expertise

Our clients benefit from customized solutions and hands-on guidance from some of the industry’s top professionals who have proven track records in sourcing deal stocks. As part of TD Bank Group, we are backed by stability and dependability so you can deal with us in confidence. Our goal is to provide each client with everything they need to deliver superior performance.

Top Ranked Canadian Prime Broker in the 2011 Global Custodian Survey

TD Securities Inc. was recognized as a leading Prime Broker in the prestigious Global Custodian Survey.

• Top-rated Prime Broker in Canada in the 2011 Global Custodian Survey for the fourth year in a row
• Weighted scores outperformed both Canadian peers and benchmark averages in Client Service, Securities Lending, Technology, Reporting, Margining, Value and Reputation

We are proud of this external recognition and it is a testament to our commitment to delivering high-quality customer service.

Our team

Our Prime Brokerage team has extensive experience in the areas of securities lending, finance, sales, trading and operations. We understand the resource needs of alternative investment funds and our focus is on adding value at every stage of the investment process.

Our experienced professionals can offer hands-on support and guidance in areas such as margin finance, equity finance and operations. Additionally, we can provide introductions and work with other areas of our firm including trading, structured products, FX, tax structuring and investment banking to deliver an integrated approach to meeting your financial needs.

At TD Securities Inc., you benefit from unparalleled client service: as a Prime Brokerage client, you will work directly with our dedicated Prime Brokerage group. Our mandate is to make your life easier by allowing you to focus on your business while leaving the administration to us.

Delivering extra value and benefits

With TD Securities Inc. as your Prime Broker, you will gain access to other areas, services and strengths of the firm including:

• Research capabilities
• Trading execution and strategies
• Strong operational support
• Structured Finance – swaps, options, exotics
• Tax Structuring