Prime Brokerage

Focus on money management and leave the administration to us

TD Securities Inc.’s Prime Brokerage service allows money managers the flexibility to trade with multiple brokers while consolidating one master account with TD Securities. Our centralized service allows you to focus on portfolio management and building your business while leaving the operational and administrative issues to us. If you are a money manager, hedge fund or investment manager, make TD Securities your Prime Broker.

Our Commitment. Our Expertise

With TD Securities’ Prime Brokerage, you don’t have to make a choice. On the one hand, our size gives us the agility of a smaller brokerage. Which means we are able to offer our clients customized solutions and hands-on guidance from some of the industry’s top professionals with proven track records in sourcing deal stocks.

On the other hand, we are backed by the stability and dependability you have come to expect from TD Securities.

Our goal is to provide each client with everything they need to deliver superior performance.

Only Canadian Prime Broker featured in 2008 Global Custodian Survey

For the second year in a row, TD Securities was the only Canadian Prime Broker rated in the Global Custodian Survey.

• Top-rated provider in Canada
• Commended in every service area rated
• Best in class scores for client service, operations, reporting, technology and overall value

We are proud of this external recognition and it is a testament to our commitment to delivering high-quality customer service.

2008 Global Custodian Prime Brokerage Survey Methodology and Results.

Our team

Our Prime Brokerage team has extensive experience in the areas of securities lending, finance, sales, trading and operations. We understand the resource needs of hedge funds and our focus is on adding value at every stage of the investment process.

Our experienced professionals can offer hands-on support and guidance in areas such as margin finance, equity finance and operations. In addition, we can provide introductions and work with other areas of the firm such as trading, structured products, FX, tax structuring and investment banking.

At TD Securities, you benefit from unparalleled client service: as a Prime Brokerage client your main interaction is directly with our Prime Brokerage group. Our mandate is to make your life easier by allowing you to focus on your business while leaving the administration to us.

Delivering extra value and benefits

With TD Securities as your Prime Broker, you will gain access to other areas, services and strengths of the firm including:

• Research capabilities
• Trading execution and strategies
• Strong operational support
• Structured Finance – swaps, options, exotics
• Tax Structuring