"TD Securities” is a trademark of The Toronto-Dominion Bank ("TD") and represents TD Securities Inc., TD Securities (USA) LLC., TD Securities Automated Trading LLC, TD Securities Limited, TD Bank Europe Limited, TD Global Finance unlimited company, TD Prime Services LLC, Toronto Dominion (South East Asia) Limited and certain other subsidiaries and branches of TD engaged in investment banking, capital markets and wholesale banking activities.

TD Securities Inc. is regulated by the Investment Industry Regulatory Organization of Canada, a member of the Canadian Investor Protection Fund and a member of Canadian Marketplaces.

TD, TD Bank Europe Limited and TD Securities Limited are regulated for investment business conducted in the UK by the UK Financial Conduct Authority. TD Global Finance unlimited company is regulated for investment business conducted in Ireland by the Central Bank of Ireland.

TD is provisionally registered as a swap dealer with the U.S. Commodity Futures Trading Commission and is a member of the National Futures Association.

Toronto Dominion (South East Asia) Limited is regulated by the Monetary Authority of Singapore and holds a Merchant Bank license.

TD Securities (USA) LLC and TD Prime Services LLC are registered with the U.S. Securities and Exchange Commission and are members of the Financial Industry Regulatory Authority (FINRA) and of the Securities Investor Protection Corporation (SIPC).

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