Michael Broadbery
Chief Compliance Officer and Managing Director, Compliance, TD Securities
Michael joined TD in 2025 and is responsible for leading the global Compliance team, providing second line of defense risk-based oversight over the regulation of business conduct and market conduct for TD Securities (Canada, U.S., UK/Europe & Asia-Pacific) in accordance with the Regulatory Compliance Management Framework.
Michael has over 27 years of international regulatory and risk management leadership across major financial centres in London, Hong Kong and New York, with a track record of building and leading global compliance frameworks. His most recent experience includes 22 years with Goldman Sachs where he was the responsible for Compliance covering the Global Banking & Markets (Public) program and serving as Co-Chief Compliance Officer for Goldman Sachs & Co.